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This post is going to delve into
the very problematic yet interesting and interdependent relationship which
exists between the Directive Principles of State Policy (DPSP) and Fundamental
Rights (FR) in practicality (through the interpretation of Courts and the Acts
of Parliament) although they both have kept their special places in the Indian
Constitution and remain harmoniously together in written form there but it is a
totally different story outside of it. To this we will also add the role of
Fundamental Duties in facilitating all three together in making a conducive
atmosphere for progress oriented Country.
So let us begin.
DIRECTIVE
PRINCIPLES OF STATE POLICY:
The DPSP are the guiding
principles in State’s Policy making to ensure that there is a well-adjusted
monetary growth as well as holistic societal growth of the country as per the
values enshrined in the Indian Preamble which very articulately lists the India
that its Constitutional founders had in their minds and heart.
Even though it is non justiciable
in any Court of Law but still it has to be always kept in mind of the Policy
framers from the very beginning when framing any policy.
The curious characteristic of the
Directive Principle of State Policy is that no doubt it gives the State a free
hand in implementing them as per their discretion owing to certain factors that
currently prevent them from going ahead with it, yet it can never be violated
by them while making any policy even if any DPSP is not explicitly included in
the Policy. This is the beauty of the DPSP. So basically there is always some
element of DPSP implicit in every Policy ultimately which will help achieve the
respective DPSP in its full form later on explicitly because any DPSP being
violated or contravened will find form in violation of Fundamental Rights of certain
section of the society and it will land up at the door of High Court or Supreme
Court.
For a simple and noncomplex layman
example of the abovementioned, let's take this one:
As long as there was non implementation
of DPSP's Article 40 which states “State shall take steps to organise village panchayats
and endow them with such powers and authority as may be necessary to enable
them to function as units of self-government” till 1992 there was not an issue
as it is up to the State when it is without any justifiable constraint and wants
to implement a DPSP. However, let us suppose if a Bill/Amendment was presented
in Parliament that only Union and State Govt will have joint hold or only State
will manage the local governance without any other form of local governance and
if the opposition is unable to stop it from being passed then it can land up in
Court as an ultra vires Act as it directly violates the spirit of the Indian
Constitution which specifically mentions Democracy to be upheld in all forms,
also it is directly violative of Fundamental Rights - Article 21 which under
its wide ambit and interpretation would have surely directed for this impugned
Act to be removed as Right to one's own local representative at the lowest
level helps form a bond of understanding as well as accountability and provide
door to door service to the most remotest of areas. Negating this would lead to
an overburdened state govt functioning, the Community Development Plan of 1952
which had the Centre take over local governance was a flop, and a distortion of
all types in the current system of functioning of the State which had manifest
itself till 1992, hence, there was a lot of pressure on the Parliament to ultimately
pass a Bill for implementing this DPSP and bringing it to Constitutional Status
that is justiciable in a Court of Law.
It also would have led to a
Constitutional question in Court as to how the impugned Act of not having any
Panchayats violates the very spirit and basic structure of the Indian
Constitution which is Democracy at all levels.
Also, we have seen in a plethora
of cases’ judgments by the Court wherein the question raised was that of FR
violation which at that time listed "Right to property" as a part of
it and the Courts drew interpretation of it from the DPSP and removed this FR
from the list and conferring it the status of a legal right only which will go
along the laws established by the Legislature on matters of personal property.
Apart from these factors, if there
is any Bill which is being passed by the Parliament directly in contravention
of a DPSP or violating it then a dedicated and watchful opposition plays a very
important role in curbing it then and there. Also public opinion forces
the people in power to adhere to DPSP else they would be shown the door in next
election.
This is the strong hold that the
Constitution founders placed in the DPSP thus rightly keeping it non justiciable
as it will ultimately find its own justice with the implicit powers and
provisions provided to it even though Article 37 of the Indian Constitution
clearly mentions that the DPSP are not enforceable in any Court of Law.
The various ways in which the DPSP
have been implemented are:
i. The Minimum Wages Act (1948),
Child Labour Prohibition and Regulation Act (1986) etc. seeks to protect the
interests of the workers.
ii. The Maternity Benefit Act
(1961) and Equal Remuneration Act (1976) have been implemented to protect the
interests of women workers.
iii. Handloom Board, Handicrafts
Board, Coir Board, Silk Board have been set up for the development of cottage
industries.
iv.Integrated Rural Development
Programme (1978), Jawahar Rozgar Yojana (1989), Swarnajayanti Gram Swarozgar
Yojana (1999), Sampoorna Gram Rozgar Yojana (2001), Mahatma Gandhi National
Rural Employment Guarantee Programmes (2006) etc. have been implemented to
improve the living standard of the people.
v. The National Forest Policy
(1988), aims at the protection, conservation and development of forests, etc.
vi. Abolition of Zamindari
system
vii.Nationalisation
viii.Factory Acts
ix.Reservation for SC & ST
x.Compulsory education till 14
years
xi.Community development plans for
raising the standard of living
xii. Abolition of titles
xiii.Local self govt.
xiv:ASI to protect monuments and
historical places
xv:Prohibition of intoxicating
drinks and drugs as well as prevention of slaughter of cows and calves in many
states
xvi:Equal pay for equal work
xvii. Planning Commission
xviii. Wildlife protection Act
xix:Tenancy reforms
xx:imposition of ceiling on land
holdings and distribution of land to landless labourers.
xxi. Cooperative farming
xxii. Legals Services Authorities
Act
xxiii. lok Adalats
xxiv. Modernisation of agriculture
and animal husbandry, operation flood,etc
xxv.Untouchability offences Act
xxvi.Primary and secondary health
programmes
xxvii.Old age pension scheme
xxviii.MNREGA
xxix.IRDP,ITDP,Pradhan Mantri
Yojanas
xxx. Continuing trend of various
judgments of HC & SC on Personal Law interpretations with the ultimate goal
to secure a Uniform Civil Code.
So one can see by the above
implementations of DPSP across time that how an implementation of a DPSP also
leads to enabling and better room for exercise of FR by all citizens and vice
versa.
It is pertinent to mention here
the beautiful judgment passed in the M.Nagaraj case in 2006 by the
Constitutional Bench of Supreme Court that sums up the essence of FR & DPSP
Relationship:
"On the question of power of amendment, it is submitted that the limited
power of amendment cannot become an unlimited one. A limited amendment power is
one of the basic features of our Constitution and, therefore, limits on that
power cannot be destroyed. Petitioners submit that Parliament cannot under
Article 368 expand its amending power so as to acquire for itself the right to
abrogate the Constitution and if the width of the amendment invites abrogation
of the basic structure then such amendment must fail.
It is further submitted that
amendments for giving effect to the directive principles cannot offend the
basic structure of the Constitution. On the contrary, the amendments which may
abrogate individual rights but which promote Constitutional ideal of 'justice,
social, economic and political' and the ideal of 'equality of status' are not
liable to be struck down under Article 14 or Article 16(1) and consequently,
such amendments cannot violate the basic structure of the Constitution. That,
the amendments to the Constitution which are aimed at removing social and
economic disparities cannot offend the basic structure. It is urged that the
concepts flowing from the preamble to the Constitution constitute the basic
structure; that, basic structure is not found in a particular Article of the
Constitution; and except the fundamental right to live in Article 21 read with
Article 14, no particular Article in Part-III is a basic feature. Therefore, it
is submitted that equality mentioned in Articles 14 and 16 is not to be equated
to the equality which is a basic feature of the Constitution.
JUSTICE, SOCIAL, ECONOMIC AND
POLITICAL IS PROVIDED NOT ONLY IN PART-IV (DIRECTIVE PRINCIPLES) BUT ALSO IN
PART-III (FUNDAMENTAL RIGHTS):
India is constituted into a sovereign,
democratic republic to secure to all its citizens, fraternity assuring the
dignity of the individual and the unity of the nation. The sovereign,
democratic republic exists to promote fraternity and the dignity of the
individual citizen and to secure to the citizens certain rights. This is
because the objectives of the State can be realized only in and through the
individuals. Therefore, rights conferred on citizens and non-citizens are not
merely individual or personal rights. They have a large social and political
content, because the objectives of the Constitution cannot be otherwise
realized. Fundamental rights represent the claims of the individual and the
restrictions thereon are the claims of the society. Article 38 in Part- IV is
the only Article which refers to justice, social, economic and political.
However, the concept of justice is not limited only to directive principles.
There can be no justice without equality. Article 14 guarantees the fundamental
right to equality before the law on all persons. Great social injustice
resulted from treating sections of the Hindu community as 'untouchable' and,
therefore, Article 17 abolished untouchability and Article 25 permitted the
State to make any law providing for throwing open all public Hindu religious
temples to untouchables. Therefore, provisions of Part-III also provide for
political and social justice."
For more on this
case:https://indiankanoon.org/doc/102852/
DPSP concept was borrowed from the
Irish Constitution and are placed in Part IV of Indian Constitution and spans
from Article 36-51.
Article 36: Definition
In this Part, unless the context
otherwise requires, “the State” has the same meaning as in Part III.
Article 37: Application of the
principles contained in this Part
The provisions contained in this
Part shall not be enforced by any court, but the principles therein laid down
are nevertheless fundamental in the governance of the country and it shall be
the duty of the State to apply these principles in making laws.
Article 38: State to secure a
social order for the promotion of the welfare of the people
(1) The State shall strive to
promote the welfare of the people by securing and protecting as effectively as
it may a social order in which justice, social, economic and political, shall
inform all the institutions of the national life.
(2) The State shall, in particular, strive to minimise the inequalities in
income, and endeavour to eliminate inequalities in status, facilities and
opportunities, not only amongst individuals but also amongst groups of people
residing in different areas or engaged in different vocations.
Article 39: Certain principles of
policy to be followed by the State
The State shall, in particular,
direct its policy towards securing –
(a) that the citizen, men and women equally, have the right to an adequate
means of livelihood; (b) that the ownership and control of the material
resources of the community are so distributed as best to subserve the common
good; (c) that the operation of the economic system does not result in
the concentration of wealth and means of production to the common
detriment;
(d) that there is equal pay for equal work for both men and women;
(e) that the health and strength of workers, men and women, and the tender age
of children are not abused and that citizens are not forced by economic
necessity to enter avocations unsuited to their age or strength;
(f) that children are given opportunities and facilities to develop in a
healthy manner and in conditions of freedom and dignity and that childhood and
youth are protected against exploitation and against moral and material
abandonment.
Article 39A: Equal justice and
free legal aid
The State shall secure that the
operation of the legal system promotes justice, on a basis of equal opportunity,
and shall, in particular, provide free legal aid, by suitable legislation or
schemes or in any other way, to ensure that opportunities for securing justice
are not denied to any citizen by reason of economic or other disabilities.
Article 40: Organisation of
village panchayats
The State shall take steps to
organise village panchayats and endow them with such powers and authority as
may be necessary to enable them to function as units of self-government.
Article 41: Right to work, to
education and to public assistance in certain cases
The State shall, within the limits
of its economic capacity and development, make effective provision for securing
the right to work, to education and to public assistance in cases of
unemployment, old age, sickness and disablement, and in other cases of
undeserved want.
Article 42: Provision for just and
humane conditions of work and maternity relief
The State shall make provision for
securing just and humane conditions of work and for maternity relief.
Article 43: Living wage, etc., for
workers
The State shall endeavor to
secure, by suitable legislation or economic organisation or in any other way,
to all workers agricultural, industrial or otherwise, work, a living wage,
conditions of work ensuring a decent standard of life and full enjoyment of
leisure and social and cultural opportunities and, in particular, the State
shall endeavour to promote cottage industries on an individual or co-operative
basis in rural areas.
Article 43A: Participation of
workers in management of industries
The State shall take steps, by
suitable legislation or in any other way, to secure the participation of
workers in the management of undertakings, establishments or other organisation
engaged in any industry.
Article 44: Uniform civil code for
the citizen
The State shall endeavour to
secure for the citizens a uniform civil code throughout the territory of India.
Article 45: Provision for free and
compulsory education for children
The State shall endeavour to
provide, within a period of ten years from the commencement of this
Constitution, for free and compulsory education for all children until they
complete the age of fourteen years.
Article 46: Promotion of
educational and economic interests of Scheduled Castes, Scheduled Tribes and
other weaker sections
The State shall promote with
special care the educational and economic interests of the weaker sections of
the people, and in particular, of the Scheduled Castes and the Scheduled
Tribes, and shall protect them from social injustice and all forms of
exploitation.
Article 47: Duty of the State to
raise the level of nutrition and the standard of living and to improve public
health
The State shall regard the raising
of the level of nutrition and the standard of living of its people and the
improvement of public health as among its primary duties and, in particular,
the State shall endeavour to bring about prohibition of the consumption except
for medicinal purpose of intoxicating drinks and of drugs which are injurious
to health.
Article 48: Organization of
agriculture and animal husbandry
The State shall endeavour to
organize agriculture and animal husbandry on modern and scientific lines and
shall, in particular, take steps for preserving and improving the breeds, and
prohibiting the slaughter, of cows and calves and other milch and draught
cattle.
Article 48A: Protection and
improvement of environment and safeguarding of forests and wildlife
The State shall endeavour to
protect and improve the environment and to safeguard the forests and wildlife
of the country.
Article 49: Protection of
monuments and places and objects of national importance
It shall be the obligation of the
State to protect every monument or place or object of artistic or historic
interest, declared by or under law made by Parliament to be of national
importance, from spoliation, disfigurement, destruction, removal, disposal or
export, as the case may be.
Article 50: Separation of
judiciary from the executive
The State shall take steps to
separate the judiciary from the executive in the public services of the State.
Article 51: Promotion of
international peace and security
The State shall endeavour to –
(a) promote international peace and security;
(b) maintain just and honourable relations between nations;
(c) foster respect for international law and treaty obligations in the dealings
of organised people with one another; and
(d) encourage settlement of international disputes by arbitration.
The DPSP helps fill the void left
in PART III of the Indian Constitution as to what about Social goals and
welfare state and representations of other sections of the Society as
Fundamental Rights are individual rights and one needs to take certain
decisions keeping in mind welfare of society and economy as well wherein at
certain times personal/individual rights, goals and benefit need to take a
backseat. Both Part III and Part IV as per Justice Chandrachud are the
"conscience of the Constitution." and B.R Ambedkar hailed them as
"the most cardinal and important provision of the Constitution."
FUNDAMENTAL
RIGHTS:
These found mention for the very
first time together with many of Indian Constitution's DPSPs in its nascent
form in Motilal Nehru Committee's of 1928. They were clubbed together in this
as Rights of the Citizen and State. It was only later that they were bifurcated
in two separate parts during the Drafting phase in the Constituent Assembly
following many discussions between the members regarding these.
They are inalienable basic rights
of the common people to live a peaceful, harmonious, fulfilled, progressive and
respectful life under Part III Articles 12-35 of the Indian Constitution. If
any of these rights are violated by anyone or any institution it will be
enforceable via the High Court under Article 226 & in the Supreme Court
under Article 32 via Writs of Habeas Corpus, Mandamus, Certiorari, and
Prohibition & Quo Warranto.
The Fundamental Rights draw their
source from England's Bill of Rights, US Bill of Rights & France's
Declaration of Rights of Man.
The Fundamental Rights are (they
have been given wide interpretations by Courts in plethora of judgments):
1. Right to Equality
2. Right to Freedom
3. Right against exploitation
4. Right to freedom of religion
5. Cultural and Educational Rights
6. Right to Constitutional
Remedies
The ambit of the Fundamental
Rights have been broadened by the Courts in landmark cases.
1. Article 21 - Right to Life:
https://blog.ipleaders.in/right-to-life/
2. For all other cases on
Fundamental Rights interpretation and ambit expansion:
https://www.quora.com/What-are-the-important-cases-related-to-fundamental-rights-in-India
HISTORICAL ANALYSIS OF THE CONFLICT AND PRESENT RELATIONSHIP BETWEEN FR & DPSP:
In the nascent stages of Indian
Independence the Judiciary gave a blanket dominance of Fundamental Rights over
DPSP as the former was enforceable and justiciable but the latter wasn't and
the first landmark judgment in this context was State of
Madras vs. Srimathi Champakam that led to the First Constitutional
Amendment.
The same rationale was applied by
the Judiciary in successive cases that came up viz. Mohd.
Hanif Quareshi v State of Bihar 1957 and In re Kerala Education
Bill, 1958 which led to further 3 Constitutional Amendments.
This did evoke a lot of criticism
from the Legislature and it was put across by the PM Nehru in his speech:
"There is difficulty when the Courts
of the Land have to consider these matters and lay more stress on the
Fundamental Rights than on the Directive Principles. The result is that the
whole purpose behind the Constitution which was meant to be a dynamic
Constitution leading to a certain goal step by step, is somewhat hampered and
hindered by the static element being emphasized a little more than the dynamic
element.”
In 1967, the Golaknath vs State of
Punjab case occurred where for the first time a Supreme Court Bench of 11
judges was formed in which the Court laid down that the FR cannot be abridged
or diluted to implement the DPSP.This led to the Parliament bringing in the
24th & 25th Amendment Act 1971 in which it amended Article 13 & 368
that stated that parliament had the right to amend any part of the Constitution
and Article 31C was added which gave more powers to the DPSP and stated that if
any Law is made to implement a DPSP in Part IV of the Indian Constitution, it
would be immune from unconstitutionality on the ground of contravention of the
FR conferred by Articles 14 & 19 of the Indian Constitution.
Then, there was a sudden
shift in the Judiciary's approach towards such cases and they looked to
harmonise and equate the two as both were supplementary to each other and
derive their interpretations and strengths from each other. Even the Courts
rely on both of these while weighing the benefit of individual vs benefit of
the whole society as a collective.
Sajjan Singh v. State of
Rajasthan,1964 , it was clearly laid down that even if
the fundamental Rights are to be taken as unalterable, then the much needed
dynamism may be achieved by properly interpreting the Fundamental Rights in the
light of Directive Principles. Part IV, is “fundamental in the governance of
the country and the provisions of Part III must be interpreted harmoniously
with these principles." Thus it was clearly stated that that the FR should
be interpreted in light of the DPSP and in this manner a harmonious
relationship is to be brought out while dealing with such cases.
In Bijoya Cotton Mills v. State of
West Bengal 1967, Supreme Court laid down two rules, firstly- in case of a
conflict between the FR and the laws aiming to implement socio-economic
policies, in pursuance to Directive Principles, weight should be given to the
latter, and secondly- every legislation enacted in pursuance of Directive
Principles should be construed as one purporting to be in public interest, or
as a reasonable restriction to the Fundamental Rights.
Then the Chandra Bhawan Boarding
and Lodging Bangalore v State of Mysore case, 1969 came up in which
the Judiciary explicitly stated that the DPSP were created to facilitate
progress as intended by the Preamble and it would be fallacious to assume that
the Constitution provided only for rights and no duties.
The Kesvananda Bharti case in 1973
further strengthened this and it went a step further stating that the DPSP were
in harmony with the country's aims and objectives and the fundamental rights
could be amended to meet the needs of the hour implying that FR and DPSP need
to harmoniously referred to.
This preceded the 42nd Amendment
in 1976 through which the Legislature accorded primacy to the DPSP over FR and
thus opened up a new Pandora's Box on this debate of FR Vs DPSP.
Then came the Minerva Mills case
in 1980, in which the Court stated that the DPSP and FR were both part of the
basic feature of the Indian Constitution and any amendment that destroyed its
balance would be in contravention to the basic structure of the Constitution.
Justice Chandrachud clearly stated that FR and DPSP are complementary to each
other and formed the base and core of human rights of an individual and they
could not be read independent of the other otherwise they would be rendered
incomplete and inaccessible.
Also Article 31C was restored to
its pre-1976 position so that a Law would be protected by Article 31C only if
it has been made to implement the directive in Article 39(b)-(c) and not any of
the other Directives included in Part IV.
Then in the Sanjeev Coke Mfg.
Co. v M/s Bharat Coking Coal Ltd.AIR 1983 SC 239 case, the Court went with
Article 31C in deciding the matter thus granting greater importance to DPSP as
compared to FR to upheld the Coking Coal Mines (Nationalization) Act, 1972.
Another debate ensued with this
judgment but it was put to rest in State of Tamil Nadu v L. Abu
Kavier Bai, 1984 again reinstated the Minerva mills Judgment of harmonious
existence of DPSP and FR and that this was the main thought behind separating
the two (PART III for Individual rights & PART IV for socio-economic
welfare state) in the Constitution by the Constituent Assembly. This has been
further carried forward in various other judgments in later cases like Mohini
Jain v State of Karnataka and Unni Krishnan v State of Andhra Pradesh.
The K. Santhanam Committee stated
that the DPSP arise a situation of conflict between:
1. Centre & States
2. President & Prime Minister
3. Governor & CM
As per Santhanam, Centre can give
directions to the states regarding implementations of DPSP and in case of noncompliance
it can dismiss the State Govt. But this rarely happens and in case of wrong
decision to dismiss a Govt, the Courts come to rescue and reimpose the
Constitutional mandate.
FUNDAMENTAL
DUTIES:
The Courts laid down a very
important message that there can be no rights without duties. The Constitution
of 1950 did not include Fundamental Duties. It was added via the 42nd Amendment
in 1976 on the recommendations of Justice Swaran Singh Committee as Chapter IV
under Article 51A of the Indian Constitution. These duties though obligatory on
the citizens but are subject to the State enforcing the same by a valid law. SC
has constantly given instructions to the State with a view to make these more
effective and enabling citizens to perform their duties properly.
1. To abide
by the Constitution and respect our National Flag and National Anthem
2. To follow the noble ideals that inspired our
national freedom movement.
3. To protect the unity and integrity of India
4. To defend the country when the need arises
5. To promote harmony and brotherhood among all sections of the people
and to respect the dignity of women.
6. To preserve our rich heritage and composite culture.
7. To protect and improve our natural environment including forests, rivers,
lakes and wildlife
8. To ldeveop scientific outlook and humanism
9. To protect public property and not to use violence
10. To strive for excellence in all spheres of individual and collective
activity
11. A parent or guardian to provide opportunities for education of
his child or as the case may be ward between the age of six and fourteen
years
In case of violation of Fundamental
Duties it is taken as contempt of the Constitution and attracts punishment via
the Prevention of Insults to National Honour Act, 1971.
Supreme Court has ruled that
fundamental duties are also helpful in determining the constitutionality of an
Act passed by the Legislature.
Article 51A brings the Indian Constitution into
conformity with international treaties like Universal Declaration of Human
Rights and International Covenant on Civil and Political Rights.
CONCLUSION:
So one can very clearly see that
how these three political concepts and provisions of our Constitution are
interwoven to be complementary and supplementary to each other in making a
responsible State and community/citizenry as a whole via DPSP and the Individuals
via FRs and FDs.
Only a dutiful citizen will ensure
FR remain in its reasonable restrictions and exercised in its true form and
will be able to help with the implementation of a DPSP. Smooth implementation
of DPSP is possible only if the citizenry and individuals are aware of their
rights and duties towards the country.