Showing posts with label Dharma. Show all posts
Showing posts with label Dharma. Show all posts

Sunday, August 2, 2026

Classical Indic Principles and Modern Western Administrative Theories: A Comparative Study

 



Public administration is often understood as the machinery through which the state translates laws, policies, and political decisions into public action. Modern academic discussions of administration have largely been shaped by Western theories such as bureaucratic administration, scientific management, political–administrative separation, human relations theory, New Public Administration, New Public Management, and contemporary governance approaches. Yet the questions addressed by these theories—how rulers should exercise authority, how officials should be selected, how public resources should be protected, and what the ultimate purpose of government should be—were also examined extensively in classical Indian traditions.

Texts and traditions associated with the Arthaśāstra, the Dharmaśāstras, the Mahābhārata, the Rāmāyaṇa, Śukranīti, and other works developed sophisticated reflections on governance, state institutions, public ethics, taxation, justice, welfare, diplomacy, and administrative accountability. Concepts such as Rājadharma, the Saptāṅga theory of the state, and Yoga-kṣema present governance as a combination of moral responsibility, institutional competence, material security, and social well-being.

A comparison between these Indic principles and modern Western administrative theories reveals both important similarities and fundamental differences. Both traditions value order, specialization, accountability, efficiency, and public welfare. However, classical Indic thought generally embeds administration within a wider ethical and civilizational framework, while many modern Western theories initially sought to study administration as a specialized, rational, and relatively autonomous field.

The Purpose of Administration

The most important point of comparison concerns the purpose of government.

In classical Indic political thought, the state is not merely an instrument for enforcing laws or maintaining political power. Its legitimacy depends upon its ability to uphold dharma, maintain social order, protect the people, administer justice, and promote prosperity. Governance is therefore evaluated not only by the efficiency of institutions but also by the ethical and social consequences of administrative action.

The concept of Yoga-kṣema captures this welfare-oriented purpose. Yoga may be understood as the acquisition or securing of what people require for a stable life, while kṣema refers to the protection, preservation, and peaceful enjoyment of what has been acquired. Together, they indicate that the ruler must create conditions in which the population is secure, economically productive, and socially protected.

This conception is comparable to the modern idea of the welfare state, in which government assumes responsibility for public health, education, social security, employment, and economic development. It also resembles the contemporary theory of public value, which argues that administration must create outcomes that citizens collectively regard as valuable rather than merely deliver services at the lowest possible cost.

However, Yoga-kṣema is broader than a purely material welfare programme. It links economic security with justice, social stability, ethical responsibility, and the proper exercise of political authority. Public welfare is not presented as a discretionary policy choice of the ruler but as an essential obligation of governance.

Early Western administrative theories were often more narrowly concerned with organisational order and efficiency. The classical public administration tradition focused on questions such as hierarchy, rules, expertise, division of labour, and administrative control. Later approaches—especially New Public Administration and democratic governance theories—gave greater importance to social equity, citizen participation, and public welfare. In this respect, modern Western administrative thought gradually moved toward concerns that had long been integrated within the Indic conception of governance.

Rājadharma and Ethical Leadership

Rājadharma refers to the duties and responsibilities associated with political authority. Although the term literally relates to the duty of the ruler, its principles extend to the entire structure of public leadership. Authority is not treated as a personal privilege; it is a responsibility exercised for the protection and welfare of the people.

The ruler is expected to demonstrate self-discipline, competence, impartiality, attentiveness, and freedom from destructive habits. Personal character is politically significant because the conduct of the ruler influences the behaviour of ministers, officials, and society at large. Ethical governance therefore begins with the internal discipline of the person exercising authority.

This differs from administrative theories that seek to reduce dependence on personal virtue by constructing impersonal institutions. Max Weber’s theory of bureaucracy, for instance, emphasises rule-bound administration, clearly defined offices, written records, technical qualifications, and an established hierarchy. The strength of Weberian bureaucracy lies in its attempt to make administration predictable and impartial. Decisions should be based on formal rules rather than personal preference, family connections, or arbitrary authority.

Rājadharma and Weberian bureaucracy share a concern for responsible and non-arbitrary governance. Both reject the idea that public office may be used simply for private gain. Yet they approach administrative integrity differently.

Weberian administration relies primarily on the rational design of institutions. Rājadharma places greater emphasis on both institutional arrangements and the moral formation of the ruler. In the Indic view, even a well-designed institution may be misused if the individuals who control it lack restraint, wisdom, or commitment to duty. Rules are necessary, but they cannot entirely substitute for character.

Modern theories of ethical leadership, public service motivation, and integrity-based governance come closer to this position. These approaches recognise that administrative conduct cannot be secured through surveillance and punishment alone. Officials must also internalise public values and view their work as a form of service.

Thus, Rājadharma provides a corrective to administrative systems that treat ethics merely as compliance with procedures. It suggests that good governance requires both external accountability and internal responsibility.

The Saptāṅga Theory and the State as an Organism

The Saptāṅga theory describes the state through seven interdependent constituents or “limbs”:

  1. Svāmī — the ruler or sovereign authority

  2. Amātya — ministers and administrative officials

  3. Janapada — territory and population

  4. Durga — fortified centres and protective infrastructure

  5. Kośa — treasury and financial resources

  6. Daṇḍa or Bala — coercive authority, defence, and enforcement capacity

  7. Mitra — allies and external relationships

The metaphor of limbs is important. It presents the state not as a single ruler or an isolated bureaucracy but as an interconnected system. Weakness in one constituent can affect the functioning of the whole. A capable ruler without competent ministers cannot govern effectively. A wealthy treasury is of limited value without a productive population. Military strength cannot be sustained without revenue, infrastructure, political legitimacy, and reliable alliances.

This framework resembles modern systems theory, which understands organisations as sets of interdependent parts interacting with one another and with the external environment. It also anticipates aspects of contemporary governance theory, where administration is seen as involving not only government departments but also citizens, institutions, economic actors, local communities, and international relationships.

The Saptāṅga framework differs from approaches that reduce public administration to the internal working of government offices. It includes territory, citizens, economic resources, security, and foreign relations as integral components of state capacity.

A useful comparison can also be made with the structural-functional approach in modern political science. Structural-functionalism asks what functions must be performed for a political system to survive, such as rule-making, rule-application, resource mobilisation, communication, and external adaptation. The Saptāṅga theory similarly identifies the essential capacities required for a functioning polity.

However, the Indic theory is not simply an abstract classification. It is diagnostic and practical. It enables an administrator to assess the relative strength, weakness, and interdependence of different components of the state. It therefore offers an early model of institutional capacity assessment.

Hierarchy, Specialisation, and Bureaucratic Organisation

Classical Indic administrative thought displays a strong awareness of the need for organised departments, defined responsibilities, supervisory structures, and specialised officials. The Arthaśāstra, for example, describes functionaries associated with revenue, trade, agriculture, forests, mines, weights and measures, public works, defence, and other domains.

This administrative arrangement has clear similarities with Weberian bureaucracy. Both systems recognise the value of:

  • defined offices and jurisdictions,

  • hierarchical supervision,

  • specialised responsibilities,

  • qualified officials,

  • record-keeping,

  • financial accountability, and

  • regular inspection.

The purpose of hierarchy is to establish responsibility and ensure coordination. An official is answerable to a superior authority, while the state maintains procedures for receiving information, verifying performance, and correcting misconduct.

Yet classical Indic hierarchy is not necessarily equivalent to mechanical centralisation. Local institutions, guilds, communities, customary practices, and regional authorities often continued to perform important social and administrative functions. Governance could therefore combine central oversight with decentralised implementation.

This provides an interesting contrast with early Western bureaucratic models, which were sometimes criticised for excessive rigidity, centralisation, and proceduralism. Contemporary ideas such as network governance, collaborative administration, and decentralisation emerged partly in response to these limitations.

The Indic approach may be interpreted as combining a clear central authority with recognition of multiple social institutions. The state governs, regulates, coordinates, and protects, but it does not necessarily replace all forms of community organisation.

Scientific Management and Administrative Efficiency

Frederick Winslow Taylor’s scientific management theory sought to improve productivity through work measurement, standardisation, task specialisation, supervision, and the identification of efficient methods. Its primary concern was to discover the “one best way” of performing a task.

Classical Indic administrative thought also values efficiency. Officials are expected to act with diligence, maintain accurate records, avoid waste, and achieve specified objectives. Revenue administration, treasury management, agricultural planning, trade regulation, and military organisation require careful calculation and timely execution.

However, the Indic conception of efficiency is not limited to maximising output. An administrative action must also be judged according to justice, sustainability, social stability, and the welfare of the population. Revenue collection, for example, is necessary for the state, but excessive taxation can weaken productive activity and alienate the people. Administrative efficiency must therefore be balanced with long-term prosperity.

Scientific management was frequently criticised for treating workers as components of a production system and underestimating their psychological, social, and moral needs. The later human relations movement, associated with scholars such as Elton Mayo, emphasised motivation, group behaviour, communication, and informal relationships within organisations.

The Indic approach does not draw the same sharp distinction between technical efficiency and human considerations. Since governance is directed toward Yoga-kṣema, administrative performance must ultimately be evaluated by its effect on people and social order. Efficiency is necessary, but it remains subordinate to the larger purposes of governance.

Political–Administrative Separation

Woodrow Wilson and other early thinkers in public administration argued for a distinction between politics and administration. Political institutions would establish policies, while professionally trained administrators would implement them efficiently and impartially. This distinction helped support the development of a professional civil service.

Classical Indic political thought also distinguishes among different roles. The ruler, ministers, councillors, judges, military officers, financial administrators, and departmental superintendents have different responsibilities. Expertise is valued, and rulers are expected to consult knowledgeable advisers.

Yet Indic thought does not assume that administration can be entirely separated from ethics and political purpose. Administrative decisions inevitably affect justice, prosperity, security, and social relationships. Officials therefore cannot be viewed simply as neutral technicians.

The principle of Rājadharma applies not only to policy formulation but also to implementation. The means through which a policy is carried out must remain consistent with the ends of governance. An efficient but unjust administration would not be considered successful.

Modern administrative theory has increasingly recognised the difficulty of maintaining a strict politics–administration divide. Administrators interpret laws, allocate resources, advise political leaders, and exercise discretion. Contemporary public administration therefore pays greater attention to values, ethics, representation, and administrative responsibility.

The Indic position is closer to this contemporary understanding: administration is professional and specialised, but never morally neutral.

Corruption, Audit, and Accountability

Classical Indic texts display a strikingly realistic understanding of corruption. Public officials may misuse authority, manipulate records, divert revenue, favour private associates, or conceal financial irregularities. The possibility of corruption is not dismissed as an occasional moral failure; it is treated as a recurring administrative risk that must be anticipated.

The response includes:

  • regular inspection,

  • maintenance of accounts,

  • comparison of expected and actual revenue,

  • rotation or supervision of officials,

  • verification through multiple information channels,

  • penalties for embezzlement, and

  • protection of the treasury.

These measures resemble modern systems of financial audit, internal control, anti-corruption investigation, performance review, and administrative vigilance.

The Indic approach combines two models of accountability. The first is ethical accountability, rooted in Rājadharma and the personal duty of officials. The second is institutional accountability, based on audit, surveillance, verification, and punishment.

Modern administrative systems often distinguish between compliance-based and integrity-based approaches. Compliance-based systems rely on rules and sanctions, while integrity-based systems seek to develop ethical commitment. Classical Indic governance recognises the necessity of both. Trust is desirable, but trust without verification is administratively unsafe.

This realism distinguishes Indic political thought from idealised accounts of ethical rulership. It does not assume that moral instruction alone will eliminate misconduct. Administrative design must take human weakness and conflicting interests into account.

Merit, Competence, and the Selection of Officials

The quality of administration depends greatly upon the selection of officials. Classical Indic statecraft emphasises the examination of ministers and administrators with respect to intelligence, knowledge, loyalty, honesty, practical judgement, emotional stability, and resistance to temptation.

This resembles the principle of merit-based civil service recruitment in modern bureaucratic theory. Weberian administration favours appointment based on technical qualifications rather than personal loyalty or hereditary privilege.

The Indic conception of merit, however, is multidimensional. Technical knowledge alone is insufficient. An official may be intellectually capable but morally unreliable. Competence includes practical wisdom, integrity, self-control, situational judgement, and commitment to public duty.

Modern recruitment systems tend to evaluate educational qualifications, analytical ability, subject knowledge, and procedural competence. Contemporary leadership studies have added emotional intelligence, ethical judgement, adaptability, and collaborative capacity. In this respect, modern administrative thinking is moving toward a more comprehensive understanding of competence that resembles the Indic emphasis on the whole person.

New Public Management and the Citizen

New Public Management emerged in the late twentieth century and encouraged governments to adopt practices associated with private-sector management. It stressed efficiency, measurable performance, competition, decentralisation, managerial autonomy, contracting, and the treatment of citizens as customers.

There are limited points of agreement between New Public Management and Indic administrative thought. Both value measurable performance, responsible use of resources, and the accountability of officials. Both recognise that administrative offices must produce results rather than merely follow procedures.

However, the image of the citizen as a customer differs significantly from the Indic conception of the people as the foundation and responsibility of the state. A customer receives a service in a transactional relationship. A citizen participates in a moral, political, and social order.

Yoga-kṣema cannot be reduced to customer satisfaction. The state may be required to protect vulnerable groups, preserve long-term resources, maintain justice, and undertake duties that are not immediately profitable or popular. Governance is not merely service delivery; it involves responsibility for the conditions that sustain collective life.

The limitations of New Public Management led to approaches such as New Public Service, which argues that administrators should serve citizens rather than treat them merely as consumers. This is closer to the Indic view, where rulers and officials are trustees of public authority.

Social Equity and New Public Administration

New Public Administration, which gained prominence in the second half of the twentieth century, challenged the idea that administration should focus only on efficiency and neutrality. It emphasised relevance, social equity, participation, responsiveness, and concern for marginalised communities.

This approach shares important ground with the Indic emphasis on the welfare and protection of the population. Rājadharma requires the ruler to ensure justice and prevent the strong from exploiting the weak. Public authority must be attentive to vulnerability, disorder, deprivation, and unequal access to protection.

Yet the intellectual foundations differ. New Public Administration often derives its commitment to equity from modern democratic values, constitutional rights, and theories of social justice. Indic governance derives administrative responsibility from dharma, the interdependence of society, and the ruler’s obligation to maintain justice and welfare.

The two approaches may therefore support similar administrative outcomes while explaining them through different philosophical languages.

Fundamental Differences Between the Traditions

Despite significant similarities, several fundamental differences remain.

First, classical Indic governance does not sharply separate administration from ethics. Political authority, personal conduct, institutional organisation, and public welfare are parts of a unified framework. Many early Western theories attempted to isolate administration as a technical and scientific field.

Second, Indic thought views the state organically through the Saptāṅga model. Modern administrative theories have often focused more narrowly on formal organisations, though systems theory and governance theory have expanded this perspective.

Third, Indic governance integrates material prosperity with moral and social order. Concepts such as Yoga-kṣema include security and welfare but are situated within the wider objective of sustaining dharma. Modern Western theories differ among themselves regarding whether administration should primarily advance efficiency, legality, democratic participation, equity, market performance, or public value.

Fourth, classical Indic theory gives substantial importance to the character and self-mastery of the ruler. Modern administration generally seeks to constrain personal power through laws, procedures, institutions, and constitutional checks. The strongest model may combine both insights: ethical leadership without institutional safeguards can become paternalistic or arbitrary, while institutional safeguards without ethical leadership can become mechanical, evasive, or corrupt.

Toward a Synthesis

A productive comparison should not seek to declare one tradition superior or treat either tradition as internally uniform. Classical Indic texts emerged in specific historical contexts, just as modern Western administrative theories developed in response to industrialisation, democratisation, capitalism, colonial expansion, welfare-state formation, and technological change.

Nevertheless, Indic principles can enrich contemporary administrative thought in several ways.

Rājadharma reminds public officials that authority is a duty rather than an entitlement. The Saptāṅga theory encourages administrators to view the state as a system of interdependent capacities rather than a collection of isolated departments. Yoga-kṣema establishes public security and welfare as the central test of governance. Indic anti-corruption measures demonstrate the need to combine ethical formation with rigorous audit. The emphasis on competence, self-restraint, consultation, and long-term prosperity can strengthen modern approaches to public leadership.

Modern Western theories also offer indispensable insights. Weberian bureaucracy provides institutional predictability and rule-based administration. Scientific management contributes methods of planning and performance assessment. Human relations theory highlights motivation and organisational behaviour. New Public Administration stresses equity. New Public Management draws attention to outcomes and efficiency, while contemporary governance and public value theories emphasise participation, collaboration, and citizen-centred administration.

The most valuable synthesis would therefore combine:

  • the moral responsibility of Rājadharma,

  • the systemic vision of the Saptāṅga theory,

  • the welfare orientation of Yoga-kṣema,

  • the institutional reliability of modern bureaucracy,

  • the efficiency of professional management,

  • the social sensitivity of equity-oriented administration, and

  • the participatory character of democratic governance.

Conclusion

Classical Indic governance and modern Western administrative theories address a common set of problems: the organisation of authority, the selection of officials, the management of resources, the prevention of corruption, and the protection of public welfare. Their differences lie primarily in the philosophical frameworks through which these problems are understood.

Modern Western administrative thought has generated powerful theories of bureaucracy, efficiency, professionalism, equity, management, and democratic governance. Classical Indic thought contributes a holistic vision in which ethical leadership, institutional capacity, economic prosperity, security, and public welfare are mutually dependent.

Rājadharma establishes the moral purpose of authority. The Saptāṅga theory explains the interconnected capacities of the state. Yoga-kṣema identifies the security and well-being of the people as the ultimate measure of governance. Together, these principles suggest that successful administration cannot be assessed by procedural compliance or economic efficiency alone.

A state is well governed when its institutions are competent, its finances are protected, its officials are accountable, its leadership is disciplined, and its people are secure and able to flourish. The conversation between Indic principles and modern administrative theories can therefore help develop a model of public administration that is simultaneously ethical, efficient, institutionally robust, and genuinely oriented toward the common good.

Monday, December 8, 2025

From Sabha to the Constitution: Civilisational Roots, Colonial Experiments, Epigraphical Evidence, and the Urgent Renewal of Village Democracy in India

Introduction

India represents the longest continuous civilisational experiment in decentralised governance in world history. Long before the emergence of the modern nation-state, Indian villages functioned as autonomous political, judicial and economic communities. Decentralisation in India is not an imported administrative device but a civilisational principle grounded in dharma, duty, and community. 



Village Democracy as India’s Governance DNA  

The dominant narrative of democracy locates its origins in the Greek city-state, Roman republicanism, or modern European constitutionalism. India followed a distinctly different trajectory. Here, democracy did not emerge from urban assemblies or aristocratic estates; it arose from the village. For more than two millennia, Indian villages governed land, irrigation, revenue, justice, education, charity, and social order through dharmic local assemblies rather than centralised state bureaucracies.

Charles Metcalfe famously described Indian villages as “little republics, having nearly everything that they want within themselves”. Unlike Western political systems that concentrated sovereignty in the state, Indian political life distributed sovereignty across thousands of local dharmic communities.


The Classical Foundations: Sabha, Panchayat, and Dharma  

Ancient Indian governance operated through sabhas (deliberative assemblies) and panchayats (judicial–administrative councils). These were not informal bodies but legally recognised corporate institutions owning property, enforcing contracts, regulating commons, and adjudicating disputes.

Panchayats functioned as the grassroots tier of judicial authority, settling most civil and social disputes without reference to royal courts. The king was not the daily administrator of society but the custodian of dharma.

Dharma served as the ethical foundation of this decentralised order. Unlike modern legality, which depends on coercive enforcement, dharmic governance relied on shared moral obligation and social consensus. Compliance was secured through legitimacy rather than surveillance.


Epigraphical Foundations of Village Self-Governance  

Beyond textual sources, India’s decentralised governance system is **directly attested through hundreds of temple and land-grant inscriptions**, making it one of the best-documented pre-modern local governance traditions in the world.

The Uttaramerur Inscription (c. 920–930 CE)  

The most famous documentary evidence of village democracy is found in the Vaikuntha Perumal Temple inscriptions at Uttaramerur (Tamil Nadu), issued during the reigns of Parantaka I and subsequent Chola rulers. These inscriptions provide a complete constitutional blueprint of village governance.

They record:

- Ward-wise village organisation (kudumbu system)

- Electoral selection through Kudavolai (lottery)

- Strict eligibility qualifications (property ownership, Vedic education, tax compliance)

- Severe disqualifications (corruption, moral misconduct, audit failure)

- Functional committees for irrigation, tanks, justice, temples, revenue, and charity

- Mandatory public auditing of accounts

- Rotation, recall, and disbarment mechanisms


Other Major Epigraphical Records of Local Governance  

1. Chola Nadu Tank Committees – Inscriptions from Tirukkalukkunram, Tiruvallur, and Tiruchirapalli record technical irrigation committees with punishment for negligence.  

2. Karnataka Brahmadeya and Devadana Inscriptions – Village assemblies managing tax exemptions, water rights, and temple economies.  

3. Andhra Satavahana and Ikshvaku Inscriptions – Local guilds and village arbitration councils (nigamas and gramikas).  

4. Western Indian Copper Plate Grants (Guptas, Maitrakas) – Autonomous village land administration and dispute settlements.  

5. Kerala Temple Sabha Inscriptions – Deeply decentralised temple–village financial governance networks.


Together, these records confirm that:

- Villages possessed corporate legal identity

- Assemblies exercised judicial, fiscal, and administrative authority

- Governance was procedural, rule-bound, and audited

- Power was distributed, not centralised


The Chola Kudavolai System: Ethical Electoral Governance  

The Kudavolai system described above represents one of the most sophisticated pre-modern electoral systems in world history. Candidates were selected through lottery only after clearing strict moral, educational, fiscal, and social qualifications. Disqualifications included corruption, abuse of office, financial irregularities, and moral misconduct. Committees managed irrigation, land revenue, justice, temple administration, and public works under strict public audit.

This system integrated:

- Moral filtration  

- Randomised anti-factional selection  

- Continuous public accountability  

- Term limits and recall  

Modern democracies continue to struggle to achieve this combination simultaneously.


Colonial Disruption and the Dismantling of Village Sovereignty  

British colonial rule fundamentally disrupted India’s decentralised equilibrium. Through the Permanent Settlement, Ryotwari, and Mahalwari systems, land revenue was centralised, and villages were converted into instruments of extraction rather than self-governing communities.

Village courts were weakened, customary law delegitimised, and Panchayats reduced to advisory bodies. Maine himself later lamented that the village institutions which had survived centuries of political upheaval were severely weakened under modern administrative centralisation (Maine, 1871).


Early Twentieth-Century Revival Experiments  

A. The Aundh Experiment (1939–48)  

The princely state of Aundh adopted the most radical decentralisation experiment in modern India. Through the Aundh Panchayat Constitution (1939), the ruler voluntarily transferred all authority—administrative, fiscal, and judicial—to elected village panchayats. The state existed only as a federation of self-governing villages. Gandhi described it as the closest living embodiment of Gram Swaraj.

B. Baroda State Reforms (Sayajirao Gaekwad III)  

Baroda pioneered compulsory education, village courts, local boards, and decentralised administration between 1900–1930, building institutional capacity long before Independence.

C. Maratha & Princely State Experiments  

Kolhapur, Indore, and Mysore expanded village self-governance in sanitation, education, public health, and legal access.

D. Bengal & Chittagong Local Self-Government Acts (1919–1930s)  

The Montagu–Chelmsford reforms institutionalised district and union boards across Bengal and eastern India.

E. Travancore & Cochin (Kerala)  

Kerala’s later democratic depth drew directly from early village institutions in health, education, and land governance developed during the princely period.


Gandhi’s Gram Swaraj and Moral Decentralisation  

For Gandhi, swaraj meant ethical self-rule, not mere administrative devolution. Political power without self-restraint produced exploitation. True freedom required villages to be economically self-reliant, politically autonomous, and morally disciplined (Gandhi, 1909/1938). Authority was inseparable from service.


The 73rd Constitutional Amendment as Civilisational Restoration  

The 73rd Amendment (1992) constitutionally recognised Panchayats as “institutions of self-government,” establishing the Gram Sabha as the foundation of rural democracy. While framed as a technical reform, it represents a delayed civilisational restoration of India’s ancient village sovereignty.

Rudolph and Rudolph (1987) interpret this as the re-emergence of “negotiated authority,” where modern institutions operate through continuous engagement with social traditions rather than their displacement.


Diagnosis: Structural Weaknesses of Contemporary Panchayati Raj  

Despite constitutional status, today’s Panchayats suffer from:

1. Limited fiscal autonomy  

2. Misalignment of functions, funds, and functionaries  

3. Ritualised rather than deliberative Gram Sabhas  

4. Weak administrative capacity  

5. Elite capture and micro-clientelism  

6. Fragmented accountability  

7. Disconnection from moral legitimacy  

8. Collapse of local dispute resolution  

9. Short planning horizons  

10. Weak enforcement of social audits  


Reforming Panchayati Raj: A Civilisationally Anchored Framework  

Immediate Measures  

Mandatory Gram Sabha clearance, enforceable social audits, Kudavolai-inspired committee selection, commons registries, village mediation panels.


Medium-Term Reforms  

Statutory 3F alignment, own-source revenues, performance-linked grants, Panchayat secretariats, women’s leadership pipelines.


Long-Term Structural Reforms  

Village judicial systems, decentralised education governance, binding State Finance Commissions, constitutional clarity on village powers.


These align closely with Ostrom’s core principles of durable self-governance.


Conclusion: From Stone Inscriptions to Constitutional Law  


From the stone pillars of Uttaramerur to the text of the Indian Constitution, India’s decentralised governance tradition reveals an uninterrupted civilisational memory of village sovereignty. Ancient sabhas, epigraphical Panchayat constitutions, Chola electoral ethics, Aundh, Baroda, Gandhian Swaraj, and the 73rd Amendment together affirm one truth:  


Indian democracy is strongest when it flows upward from the village, not downward from the state.


Its renewal today is not nostalgia—it is institutional realism grounded in two millennia of governance practice.


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*Updated : 2026

Saturday, December 9, 2023

Scope Of Smṛti And Nature Of A Dhārmic State – Part 2 by Shankara Bharadwaj Khandavalli

 Nature as Teacher and the Trustee

One of the most important aspects of dhārmic thought is seeing Nature as the ultimate teacher. It is not just about understanding Nature and Her workings, but about basing the design of the most evolved human institutions on such lessons. 

The philosophical schools see matter and consciousness as the two primal principles of creation, and nature to be the primal mother of all beings – the sustainer, the giver of upādhi-s or faculties of experience, the provider of phenomenal experiences that beget beings the three-fold experiences of life. In the capacity of the primal giver, She is also the primal teacher, the giver of the most instinctive to the most sublime knowledge. Thus the knowledge that man gains from his experience of nature, forms the basis both for the knowledge system and the social institutions that he creates and keeps refining. 

For instance the principle of complementarity as learnt from nature, from phenomena like day and night, male and female, matter and consciousness. It is then articulated as nyāya-s like pangvāndha and daghdhāśva-dagdharatha, and applied at all levels of the Hindu knowledge. At the level of epistemology and spiritual philosophy, it is employed for deductively establishing the premises of philosophical schools like Sānkhya. At the theological level it is seen as the complementarity of head and central deities. At the micro level in society it is seen as the complementarity of head and center of family. 

What changes and what does not change, and what should be the basis for a permanent institution and what not, is something that is learned from the transient and intransient phenomena of nature. The longevity of Hindu institutions is owing to the fact that they are based on unchanging principles of world such as consciousness and not on ideals. This is precisely the reason why it is called the eternal order or the Sanātana Dharma. Hinduism reposes trust in Nature and the intrinsic nature of beings. So the Hindu institutions are fashioned after nature – to be self-sustaining, self-regulating and evolving. 

Hindu worldview not only sees nature as a teacher, but sees human as an indistinguishable element of nature. Evolution of human society is a fact learned from the bigger system – evolution in nature. Natural order is inherently “just” (by the principle of dharma), although means employed are just and unjust, moral and immoral, fair and unfair – towards the ends of serving the evolutionary and ultimately just cause. Thus Hindu worldviews trust human nature as much, and assume that if founded on principles close to nature, human society is capable of evolving itself into the highest possible civilized order. Collective morality is a consequence of this, and builds from the individual. 

In stark contrast, the occidental institutions inherently distrust nature. They primarily believe in envisioning a human system that makes use of and exploits nature rather than trusting its inherent fair or moral nature. Ideals like fairness, freedom and equality are sought to be achieved in the western institutions by controlling the society and running it with those ideals. This precisely is the reason why state in the west assumes so much of control over the nation while a Hindu state merely kept facilitating the nation. Thus regulation in occidental societies is imposed by state and not through society’s inherent self-regulation. Ideals are temporal manifestations of the dynamic principle of truth. Western institutions are based on evolving ideals, hence remaining only temporally applicable and valid. So we see new ideologies and institutions emerging, one to fix what the other broke. 

The reason for this is that the west sees nature primarily as a form of matter rather than a form of consciousness. Hence only the cruder and physical aspects are learned from nature, as a physical mother. This concept does not permeate the deeper layers of consciousness, since they are not sought to be seen in the nature. 

Social Order and Morality

In dhārmic worldviews, being is seen as having concentric layers or sheaths, and goals of life are four-fold and orthogonal to these sheaths. Dharma or righteousness forms the bottommost and first to be achieved, based on which any other goal or fulfillment is made possible. This makes dharma an obligation for every fulfillment, for all the pursuits corresponding to all the layers of hierarchy. In dhārmic societies, the consciousness quality and moral scheme form the basis for the social design. 

Dharma is not based on ideals but on nature, and thus defines the functions of each role that beings involve in at different levels of collectivity. As an individual, as a member of a family in different capacities, as a member of society, as a sustaining element of several institutions, he has varied roles, and through all these he is ultimately fulfilling himself and bringing completeness to his being through his experiences. Thus dharma builds from the individual, and does not flow from top as ideals like freedom and equality do. While needs are hierarchical according to Maslow, it does not really mean human pursuits are hierarchical – they are constrained by several factors, situational or otherwise. What ensures the fulfillment of these needs, is the stratification of pursuits corresponding to these needs and creation of spheres where such pursuits are possible. This happens with the definition of goals of these pursuits – which in the Hindu context are the four-fold purposes of life, three-fold experiences, three-fold states and the one experience that underlies all this – happiness. 

Goals of Life

Dharma aligns the being, its aspirations and capabilities with the infinite possibilities of fulfillment of potential of the being. The fulfillment of one’s Dharma results in striking rhythm with one’s true nature. Striking rhythm with the individual’s true nature is the way to uncover the immense potential of the being. Hence Dharma is the first goal of life, whose fulfillment forms the basis for fulfillment of higher goals. It positions people for the highest goals by aligning with the evolution of beings. The more evolved people are, the less personal and more impersonal their pursuits are. Maslow attests this fact too when he says “self-actualizing people…are involved in a cause outside their own skin”. They are driven by needs in the early stage, then by ego, and then by truth-consciousness. 

There are two main phases in life and evolution. The first phase is a growth phase – which is essentially materially enriching. Artha and kāma, the two goals contingent on Dharma, are the ones pursued in this phase. This is the pravṛtti phase. In this phase man not only caters to his self-esteem and other desires, but primarily contributes to the creation of wealth/resources and sustenance of social institutions. The second phase is essentially internal enrichment and outward detachment. Moksha or the state of highest happiness is the goal of human pursuits in this phase. In this phase man continues to contribute in the creation of knowledge. In our worldviews goals are not seen as hierarchical, but as phased. 

The possibility of pursuing goals arises from (1) capability and potential of an individual (2) social opportunity. In dhārmic societies, the higher the goal is, the lesser is the dependence of man on external means and social opportunity.  Thus, there is a detachment of social opportunity which makes higher goals reachable for society regardless of its stratification in terms of power and economy. 

While there is a natural requirement of qualification for persons to certain offices in the state hierarchy or specialized social functions, the pursuit of highest goals of life does not require any such qualification. Thus unconditional happiness or moksha sādhana is a birth right of every being, regardless of capability, quality of birth (even species of birth as a matter of fact). 

Individual and Society

The way an individual is related to society and state in a dhārmick society is based on an ideal resolution of the vyaṣṭi-samiṣṭi dichotomy. Man’s concentric life layers are well acknowledged – individual, family, community, nation, state, universe etc. In the form of multiple levels of collectivity, there is a graded guard of individual freedom – both in terms of enabling and constraining it. Power is also accumulated at different levels, thus empowering the society without excessively empowering the state. Thus a more intimate and aware collectivity continuously helps individuals guide their lives, while at the same time enabling them to execute social functions with a collective instead of individual capital. The immense social strength that this arrangement gives, can be seen from the resilience of India in the face of relentless attacks on its civilization for centuries – something hardly visible anywhere else in the world. For the most part societies can retain only that identity which the state foists on them – as can be seen all over the Middle-East and Europe for instance. But in India even after centuries of alien state and a currently prevailing proxy-colonial state, the society’s identity remains what her national and social identity had been for ages. 

Concepts of nation and state

The traditional idea of Bhārata has two aspects, the rājyaand rāṣṭra. Rājya corresponds to state (polity, administration etc), and rāṣṭrato cultural – social-national aspects. 

Bhārata – The Rāṣṭhtra

Rāṣṭra is approximately nation-culture, which comprises of 56 geo-cultural units traditionally called the chappan(na) deśa-s (though some of these fall outside present Indian borders). Understanding these deśa-s is essential to understand the diversity and stratification in Indian culture. While the layout of rājya-s kept changing with political vicissitudes, while the rājya-s kept merging and breaking up into different empires, the deśa-s remained to be regarded as the units that comprise the nation/subcontinent (varsha/khanḍa). The practice of describing the span of empires in terms of deśa-s, goes to show the significance of deśa-s in the basic understanding of the subcontinent. Able emperors could control more than a deśa, and a deśa could also have multiple small kingdoms at times. But the deśa as a basic unit transcended the more transient and constantly realigning rājya-s. This is the reason why the stream of civilizational and cultural enrichment continued uninterrupted in the subcontinent irrespective of political realignments. The presence of a strong empire resulted in patronage and high points of civilizational pursuits. However there was rarely any destructive effect on cultural diversity or identities of these deśa-s. 

Importantly, the deśa remained a well-defined concept which is almost agnostic of the rājya. For all non-political purposes, Bhārata’s geography has often been described in terms of deśa-s. For instance Varahamihira in his BṛhatSamhita categorizes the deśa-s of Bhārata into different seismic zones. More on this can be seen in the paper “Earthquake prediction in Ancient India” by Prof. RN Iyengar. Lawgivers dealt with validity of local customs and practices based on deśa-s. Panini alludes to rules of grammar with respect to local language practices based on deśa-s. Thus understanding of deśa is fundamental to understanding Bhārata. 

The cohesion of peoples in the subcontinent and their cultural affinities in the diverse landscape, need to be understood on the basis of these deśa-s. It also needs to be understood that these deśa-s were regarded as part of Bhārata. This tells us the nature of oneness of Bhārata ingrained in the Indian mind for ages. The cultural affinities between peoples of the same deśa are pronounced, and it is easy to find more similarity between cultural units/jāti-s (belonging to the same strata) of the same deśa than people of same jāti of different deśa-s. This is the reason we prefer the word geo-cultural unit for a deśa. 

Besides, an integral view of the entire Bhāratavarsha as a rashtra is visible from several integration themes – for instance the Saktipeetha-s and Jyotirlinga-s, the spiritual unification centers that people cover. What more concept of geo-religious oneness does one require to see, than the sthala-purāṅa of Kanyākumāri saying the Devi waits to get married to Śiva coming from Kailāsa of Himalayas? The landscape covered by Pānḍavas during their exile or Śri Rāma during his exile are other classical integration themes. 

Thus in the traditional Bhārata, the different collectivities like jāti, deśa, sampradaya acted as a web of interrelated unifying themes, comprising the rāṣṭra. History of Bhārata stands witness to the fact that such unity proved to be more powerful than political oneness in keeping the society united. Wherever and whenever this web of unifying motives was torn,, due to political, religious, cultural or social disruption, India suffered. 

Thus Bhārata had an evolved concept of orthogonal institutions of nation and state which give far greater autonomy to the nation than a nation-state does. Geo cultural and Geo political are distinct, as depicted in the figure below: 

Figure 4Cultural-political vs Political geography

The geo-cultural, though it is predominantly about the habited civilization of 56 deśa-s, expands all the way up to khanḍa, dvīpa (continent) and vasundhara (the earth) and gives the sense of vasudhaiva kuṭumbakam (global family of mankind). The inherent openness of Bhāratīya traditions and people, be it in readily accepting other peoples or their ways of lives or the diversity of thought and life systems and worldviews, reflects in and is made possible by the separation of geo-cultural and geo-political. The principle is universal and applicable for all times: be accommodating at people level, at polity level be shrewd and discriminative mindful of nation’s interests. 

Our society runs on the basis of a complex set of institutions with due checks and balances. Hence it has the vitality to self-regulate, self-correct and evolve with times. Most of the course corrections in our institutions came from within the society in the form of seers, teachers, scholars and samskarta-s (civilizers/refiners, not reformers). Thus this nation is used to a far higher degree of freedom (given by responsibility) than a nation-state gives its nation in the west. 

Figure 5Macro view of institutions of Bhārata

Society in India is strong and this is the reason individual enjoys much greater degree of liberty compared to west where state has much larger control over the families and individuals. Whether it is allowing kids to sit in the parent’s lap in a car or choosing the emphasis of “formal” literate education the state decides a lot more about individual lives than the real stakeholders in the individuals’ lives: family community etc. Indian society feels scuttled and its liberties snatched by the present state, as it legislates matters that society is capable of taking care of and make more balanced and calibrated corrections than state can. State/law is a last resort and cannot act as nation/character builder. Society with its self-regulation and cultural-spiritual traditions alone can do it. The case for restoring the nation’s self-control is a significant part of our freedom struggle, whether or not it is well articulated before independence. Post-independence in 1947, state defined by our new constitution has only very partially and unsuccessfully fulfilled this craving. 

India the nation state

Given the original Hindu understanding of Bhārata, it is easy to notice that the organization of India since independence is not exactly in line with the former. To be fair, the post-colonial Indian organization was an uphill task of integrating hundreds of princely states (which themselves have nothing to do with the deśa-s). And they were subsequently organized into 25+ states, some of them supposedly on the basis of language. While the choice of Hindi instead of Sanskrit as a national language had its issues, the main problem in linguistic division is that it revolts against the very concept of cultural diversity represented by linguistic diversity. For instance, the Hindu rājya-s preserved cultural and linguistic diversity while the states of today impose a single official state language. This is an anti-thesis of the cultural unity-diversity that prevailed in the nation for centuries. 

The post-colonial nation-state is merely a geo-political concept that does not take any cognizance of the original concept of geo-cultural units that built the civilization of this great nation. 

The political organization becomes basis for law, and landscape for such organization in turn is described entirely unrelated to geo-cultural units. This is in sharp contrast to the way kingdoms described their landscape based on geo-cultural units and towns/villages belonging to those units. This is a primary distinction between a nation-state and rāṣṭra. The former is only political in nature whereas the latter is cultural in its essence, and defines political with respect to the cultural landscape.  The implications of such definition are many. In the rāṣṭra, the variety of life, customs, linguistic and cultural preferences, social practices of these landscapes form part, and even drive to a certain extent, the state policies and lawmaking. They do not merely become accommodated factors to an otherwise sought-to-be-uniform union policy pervading the entire nation. Civil and social liberties are not accommodated but drive the policy. 

The education designed by the post-colonial state machinery do not teach native culture or geography or natural resources or civilizational story related to these units which remained a permanent feature of this nation for ages, right from pre-Vedic times to pre-independence. This makes the Indians view the nation through colonial and political prism, in contrast to the way this nation has always seen and identified itself. This colonial consciousness is not merely a hangover of colonial period but a persistent feature of the geo-political concept of nation-state. The education does not teach the essence or nature of the institutions of nation and society, and as a result of this the experiences of one’s society and surroundings is not shaped in consonance with the workings of those institutions. The various integration motives that act as a web, acting in the society, are not taught as a web of motives since the cultural view of nation is not taken cognizance of. Simply put, post-colonial education de-Indianizes one’s experiences of India. 

For instance jāti is presented not as a unit of cohesion but as a unit of rivalry. However, the fact is that multiple jāti-s of the same deśa have greater cohesion than people of same jāti across deśa-s. But unless this is taught in perspective neither kinds of cohesion are treated as cohesion: both are seen as “caste” and “regional” prejudices. Thus the immense positive potential, a real and social experience, presented as a negative feature of the society. Similarly the fact that master-disciple lineages are primary reason for our civilizational continuity, are presented as some sort of principle of exclusion. The fact that extraordinary skill and perfection was achieved in the skill group guilds is presented as a sort of imposition and lack of civil liberty: a notion easily negated by the very fact of excellence achieved. Thus the non-cognizance of cultural view results in seeing as negative even the most positive aspects of the institutions of society. 

Thus in the current arrangement all those collective arrangements that earlier acted as integration motives, are now seen as, hence even acting as disintegration motives. Religious, cultural and linguistic bonds are way stronger than regional urban-rural cultural bonds, and this explains why India today suffers more lack of unity at people level than in the pre-colonial times. Caste, language, region based rivalry and jingoism are essentially colonial and post-colonial phenomena. This is because rāṣṭra the web of integration motives is not taken cognizance of by the nation-state, nor does it form the basis for understanding the nation for which the state is being defined. 

Geo-political linguistic states that bind one language-one polity do not take cognizance of the deśa-s and their cultures and languages. Hindu rājya-s explicitly described themselves as a collection of these cultural units and designed their policies per them (the deśa-kAla layer of constitutions is designed thus), the post-colonial states that unified princely states aggregated themselves into single-language states which caused active discouragement to the development of cultures and languages. While Sanskrit as a link language integrates and does not stifle the development of regional dialects and languages (which is how Indian languages flourished in the first place), English-Hindi as union’s link languages hardly helped such harmony. 

A few prominent examples of conflict because of nation-state’s monolithic political nature can be listed here. 

  1. Vidarbha grievances under Marāṭhā state. Marāṭhā Empire was a collection of several deśa-s, vidarbha being one of them. In contrast Maharashtra the post-independence state is a Marathi state not defined as inclusive of these deśa-s and their languages or cultures. 
  2. Telangana grievance under Andhra Pradesh: the landscape traditionally is Andhra-Trilinga-Kalinga deśa-s which was unified into Andhra Pradesh, making it a geo-linguistic entity. 
  3. Excessive emphasis of Dravidian distinctiveness right from influencing foreign policy 
  4. Konkanis grievances under Kannada state: Today’s Karnataka state encompasses konkaNa and karnATa deśa-s, while officially accommodating and pushing Kannada language. 
  5. Gorkha grievances under Bangla state, which are again ethno-linguistic-cultural. 

The derecognition of a cultural landscape that can exist agnostic of state conception, and more importantly a proxy-colonial state which is not founded in the long known Hindu ideals, resulted in a near-complete curtailment of Hindu culture and civilizational progress. It can be argued that these grievances are resulting in formation of smaller states which may eventually align with the deśa-s. However, that does not explain why a political entity like state should be unable to, by its design, ably and harmoniously govern a landscape that consists of multiple deśa-s or cultural units and why such grievances should arise in the first place. The answer is the fact that nation-state is about one language-one nation-one people and this does not by design accommodate a multi-cultural multi-language multi-people system like Bhārata.

The nation-state defined by our constitution is thus fundamentally incompatible with Bhārata.

Continued ……

Image credit: The Hans India

Courtesy: https://www.indica.today/research/raja-dharma-series-iv-b/

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*Updated : 2026

Wednesday, December 6, 2023

Scope Of Smṛti And Nature Of A Dhārmic State – Part 1 - Shankar Bharadwaj Khandavalli

 Abstract

After independence in 1947 this is arguably the most opportune time for us to contemplate on a constitution and a state design that aligns best with the nation. Right from the notion of nation-state and union of states, to rights to ideals like equality to choice of democracy to secularism, the modern systems known were adopted in Indian constitution. There has not been an analysis or a debate of whether these align with Bhārata, there has only been an attempt to make these successful in Bhārata with an implicit assumption that Bhārata should scale up to these ideals of modern age. Whether it is on the basis of a theory of polity or morality or social design, the choices never went through enough scrutiny. Today we have both the experience as a nation and the record of post-independence state institutions to make such an evaluation.

To be able to have a constitution and a state that best aligns with the nation, it is necessary to look at the notions of constitution, state, nation, morality and ideals as Bhāratīya-s understood for ages, how they evolved, and which of those were behind our glorious past, which of those need what level of adoption. Great nations can’t be built by a welfare state that focuses on lower functions of human consciousness (including wealth distribution). Great nations are a result of higher functions of human nature, of the highest level of human fulfillment, living the loftiest ideals and realizing the highest human experiences. We are a great civilization and a great nation built by Rāma, Kṛshṇa, Ṛshi-s and Devata-s, and we need a smṛti and a rājya that espouse their ideals to rebuild ourselves from the colonial shadows into glory.

The primary focus of the present paper is to present the scope of smṛti and the nature of a dhārmic state. We attempt to make a contrast with the present constitution and nation-state, not with focus on a comparative analysis or critique of the present system. Most of the present day ideals and notions are assumed and taken for granted and this makes it necessary to present a contrast before the true nature of a dhārmic state and smriti can be understood, unbiased by such assumptions.

Such an exercise would begin with a comparison of the foundational texts of collective organization, the smṛti-s of traditional Bhārata with the Indian constitution. The bases for comparing and contrasting a Bhāratīya smṛti with Indian constitution do not merely happen to be ideals or policies. Comparison needs to be of the very bases of the texts and their scheme, the worldview and principles that form the basis for those ideals and policies, the collective organization and manifest results of implementing those ideals and policies in the nation.

This exercise involves multiple challenges. Primary challenge is that there is no clear epistemic basis for such evaluation. For instance, modern constitutions assume several ideals that are not refutable within the framework of constitution. The ideals themselves have to be refuted outside the framework of constitution, while the policies assuming those ideals need to be debated within the framework. In contrast a smṛti text spells out an ontological basis from which its ideals emerge and the source texts that form basis for the axiomatic content of the smṛti. In fact this feature is common to most Bhāratīya texts – there is always a meta content available based on which content could be modified or codified. For instance aṣṭādhyāyi is not a grammar text written in Sanskrit but in upadeśa, a meta language. Similarly smṛti is not directly a constitution or a book of law but includes meta text that enunciates guiding principles for framing such books. The constitution and smṛti are thus texts at different levels, one gospel-like and the other refutable.

In brief, the paper contrasts the salient features of present constitution with a traditional smṛti. Broadly these features are of two kinds –

  1. Document level features: These include meta content that contextualizes the core content of the document, helps audit, internal consistency and updates, manages the multiple layers of content in a non-conflicting way.
  2. Content level features: These include the universal principles, scheme of morality and ontological bases of the text; considerations such as permanent-temporal and micro-macro underlying the design of institutions; the nature of nation as the text sees it and the nature of state designed by the text.

We propose how a constitution would structure itself, if based on dharma and Bhāratīya principles of constitution and law making. This includes the nature of dharma, multiple layers of text in a smṛti, such as the eternal, temporal, region specific, multiple aspects of the content of the text. There is far little emphasis on political model and executive since they become corollaries and emerge as a result of a right understanding of rāshṭra and dharma śāstra. The primary focus is on how the meta content determines the nature of state and society. The orthogonality of geo-political (state/rājya) and geo-cultural (nation/rāshṭra), the principles underlying various institutions and the bases for their formation and evolution rather than the institutional structure itself, will remain the focus. The considerations in a constitution that explicitly and implicitly allude to the different aspects of the nation and society, their relative significance and insignificance in different layers of the text becomes a secondary focus. For instance, how the assumption of a diverse society results in constitutional provisions as compared to the assumption of a monolithic religious society.

We attempt to present the nature of a dhārmic state that bases itself on such a smṛti. Some of the principles of a dharmic state (such as prajāranjakatva &śikshā dakshata, yāthā rājā tathā prajā etc.), and their influence on policy and law making are identified. Instances from the manifest layers and policies are used more as examples to explicate the point rather than as an attempt to demonstrate the merit of a policy. Some of the problem spaces such as the trade-off between civil liberties and state authority, social order and identities, integration motifs in the institutions, the way they get formalized in a constitution are identified. It is also identified, for completeness, what does not form part of a smṛti and what forms part of a temporal executive.

Introduction

After independence in 1947 there was an opportunity for us to create a constitution and design a state that aligns best with the nation. However, we have adopted a colonial state with little criticism of ideals and institutions, while amending the aspects that appeared coercive in the colonial state. Right from the notion of nation-state and union of states, to rights to ideals like equality to choice of democracy to secularism, mostly the modern systems known were adopted in Indian constitution. There has not been an analysis or a debate of whether these align with Bhārata, there has only been an attempt to make these successful in Bhārata with an implicit assumption that Bhārata should scale up to these ideals of modern age. Whether it is based on a theory of polity or morality or social design, the choices never went through enough scrutiny.

It is therefore necessary to evaluate the ideals of modern Indian state, their suitability and their bases, with Bhārata, her ideals, notions of nation, individual and collective morality forming the frame of reference. Only then could one arrive at the right set of ideals and institutions best suited for the abhyudaya of Bhārata.

Such a contrast could start by comparing the foundational texts of collective organization, the smṛti-s of traditional Bhārata with the Indian constitution. The bases for comparing and contrasting a Bhāratīya smṛti with Indian constitution do not merely happen to be the ideals or policies. Comparison needs to be of the very bases of the texts and their scheme, the worldview and principles that form the basis for those ideals and policies, the collective organization and manifest results of implementing those ideals and policies in the nation.

This exercise involves multiple challenges. Primary challenge is that there is no clear epistemic basis for such evaluation. For instance, modern constitutions assume several ideals that are not refutable within the framework of constitution. The ideals themselves have to be refuted outside the framework of constitution, while the policies assuming those ideals need to be debated within the framework. In contrast, a smṛti text does not base itself on assumed ideals but spells out an ontological basis from which its ideals emerge and the source texts that form basis for the axiomatic content of the smṛti. Smṛti is not directly a law book or constitution, but is multi-layered and has meta content that enunciates guiding principles for framing such books, along with sections of specific content that is modifiable based on the former.

Layout

To be able to examine the scope of a smṛti and the nature of a dhārmic state, the paper is divided into sections that;

  1. Draw a brief contrast of constitution from a traditional smṛti to indicate the structural and conceptual differences.
  2. The moral scheme underlying a smṛti.
  3. A structural and institutional view of Bhārata, the notions of state and nation.
  4. Briefly contrast traditional institutional structure from nation-state.
  5. Explore how a constitution would structure itself, if based on native principles of constitution and law making.

Constitution

The constitution of a nation gives an idea of how a nation views herself, her identity and her cherished ideals. Constitution at least in the present sense, while broadly identifying the nation and indirectly referring to nationhood, defines a state that governs the nation, ideals of state and a framework of rights. While some of these are universal in nature, the state’s commitment towards nation and her identity, her cherished principles and ways of life, is almost assumed. Laws are derived from these ideals and rights, towards protecting/achieving those.

However, this structure itself is a relatively modern evolution. The traditional constitutions in India, the smṛti-s, are structured not to begin with defining a state but from universal-eternals, then explaining human nature, then the bases for defining a state, and the land where the law of land applies. The structural difference between the foundational documents is equally important to understand as the difference in the content, since such difference is also directly related to the macro aspects of how those documents see the world, man, nation, state.

Table 1 depicts a high level contrast between smṛti and constitution. Smṛti first engages in explaining the universals, then the specifics of human nature, and the bases for making laws as rooted in those. A scheme of morality is first spelt out even before law is made. Constitution in contrast, spells out the ideals for a state but does not spell out a moral scheme based on which the laws are made.

Broadly, it could be claimed that a smṛti is best designed for inherited societies whose main features are (a) a stream of knowledge traditions (b) an institutional structure that is adaptable and evolutionary. In contrast, a modern constitution is best designed for an organized society where state deals more directly with individuals.

Constitution defines a framework of rights and enlists the rights of individuals that are protected by the state. That rights are subject to state granting those, is implicit in this. In a smṛti there are no individual rights specified, one’s liberty is unbound until it is breaching a law or violating others’ natural liberties. This is vastly different from the notion of right, because rights are granted and protected by state whereas individual liberties are protected and determined by one’s own nature and conduct where the state’s role is passive. The seeds of individual action and human fulfillment through action – individual and collective are sown right in the dharma śāstra-s, as the cherished ideal of the Indian peoples for ages. This, thus, is a nation made by people – not as a euphemism but the way this nation defined herself. Fulfillment of being, through action, through fulfillment of desires and achievements, through inaction and through diverse experiences of life, fulfilling the purposes of life, becomes the basis for defining what state does to protect these. The primal human aspirations are identified, whose legitimate fulfillment (in a way it does not infringe similar fulfillment of other beings) is an ability that nature confers on individuals – through individual actions, through collectivities.

Table 1 Contrast between Traditional smṛti and Constitution

Constitution should reflect an understanding of the characteristic features of a nation and define state in a way that the interests of nation are best served. On the contrary, against the above backdrop, the post-independence Indian constitution tries to define how the nation should be. Instead of defining a state that aligns with and protects the nation, it imposes notions that revolt against the basic nature of this nation. While the table above and sections below keep drawing the contrast between the nation-state envisioned by post-colonial constitution and a dhārmic rājya-rāṣṭra envisioned by smṛti-s, the focus of this essay is not to establish that the post-colonial constitution does not align with the nation. It is a given and natural that it does not align. It is also natural that our constitution and state cause damage to the nation and her institutional structure.

We limit the scope of this essay to anecdotes rather than elaborate data, mainly to convey the thought than to demonstrate it. To clarify, data is important and data does get debated in public discourse today, and there is no shortage of details. For instance, the bad side-effects of discriminative caste policies and politicization of caste, the logical inconsistency in a secular state controlling religious institutions of Hindus, unequal treatment of various groups while setting the ideal of equality are not without mention in the last few decades. There is, however a shortage of debate on the institutional structure and the worldview and concepts underlying that structure.

The contrast between the post-colonial and traditional systems is drawn primarily to take focus back to how we can rediscover ourselves sans colonial thought rather than attempting to quantify the damage.

Morality

A scheme of morality is the primary assumption of a constitution, something that it does not define but makes use of. Indian constitution was derived from western constitutions, many of the acts continued from British times. They are mostly based on Victorian Christian morality. Recent judgments observed the need to change these to a more recent, post-modern moral assumption such as decriminalizing LGBT etc. Many laws are called outdated because the ideals underlying these laws are changing with times.

There are collective ideals and individual morals. Constitution assumes both along the lines of western Christian view of man and world. The impact of this can be seen only when there is a contrast drawn with Hindu moral scheme (dharma), how it works and its implications in individual and collective life and lawmaking.

A proper contrast between Dharma and western morality can come not merely by comparing the moral frameworks of East and West, but by comparing the consciousness frameworks from where the human conduct (ethical or otherwise) is understood and explained.

Dharma

Nature can be understood through two of its primal aspects – consciousness quality (guṇa) and action (karma). Dharma or natural righteous order is determined by these two aspects. This is one of the foundational notions in Dhārmik systems, and is visible in the society, language, culture and view of life. Dharma as the goal of life is the fulfillment of dharma the natural order. Dharma or righteousness is not an imperative (like hypothetical or categorical imperative), but a purpose of life. Goals of life are four-fold, and fulfillment of being and attainment of complete happiness can happen through their attainment. Since dharma is the aligning principle of the nature of a being and its actions and thus its fulfillment, dharma is itself the first and foremost goal whose fulfillment leads to the fulfillment of the remaining three.

Fulfillment of purposes of life, attainment of happiness through the different faculties of consciousness (senses, mind, intellect, ego and the entire being) in a graded way is the basic theme in Sanātana Dharma. Attainment of happiness of the highest order (ānanda) is the end to which all human aspiration is, according to all the worldviews (darśanas). Dharma is natural righteous order which manifests in all beings, something existent and learnt from nature. It is the law which determines the experiences of beings and fruits of action. It is the basic law of cause and effect, on which the theory of karma is based. Dharma is thus the intrinsic nature of beings. And dhārmik acts like speaking the truth and being nonviolent, is the intrinsic nature of beings.

What becomes a “law” in dhārmik framework is something that is in the intrinsic nature of beings. Thus an “imperative” in Dharma traditions if one has to state, would be as simple as– “realize your true nature, be true to your nature”. This actually relates directly to actors, actions, situations and consciousness, and is not limited to stating moral facts. When there is a cosmic order that is pervasive and whose micro manifestation is the intrinsic nature, the order can hardly be subjective – it is universal by definition, while at the same time keeping in tune with the phenomenal diversity.

Nature and action are both rooted in consciousness. To understand dharma it is necessary to understand Indic consciousness studies. Consciousness study is a well-developed subject and influences most of the subjects, metaphysical as well as physical. Understanding consciousness qualities and consciousness layers/sheaths helps us understand the bases for concepts like Dharma too. In Hinduism the source of morality is consciousness itself, and manifests differently at different levels of consciousness. The dhārmik behaviour or morality is in the intrinsic nature of beings, and how dhārmik or adhārmik an action is, is determined not just based on a moral law but on the basis of the consciousness quality and the sheath to which the being belongs.

There are five sheaths of consciousness, which are grouped into three bodies of the being. The outer sheaths have to do with physiological needs, inner/deeper ones with psychic plane and still deeper ones with impersonal knowledge. Human evolution is defined in terms of increasing manifestation of the intrinsic nature and decreasing manifestation of outward nature. An easy way to understand this model is to map these sheaths to Maslow’s pyramid of hierarchical needs. Thus the outward nature of a being is driven more by needs (of the lower layers of Maslow pyramid or the outer sheaths of consciousness) and the intrinsic nature is driven more by urge for knowledge, aesthetics etc. (corresponding to upper layers of Maslow pyramid or inner sheaths of consciousness). So when we say the being’s intrinsic nature is to be truthful, it is because the object of consumption of intrinsic nature is truth-beauty (self-actualization and self-transcendence layers of Maslow pyramid) and not food-sense pleasure-ego gratification (physiological, survival, self-esteem layers of Maslow pyramid). So to speak the truth is the default intrinsic nature, which can be distorted by lower needs of man. We can apply the same logic to another moral fact – of nonviolence. While violence is an extrinsic natural fact and a basic survival method, and life sustains by consuming life, nonviolence still becomes a default in intrinsic nature.

The different aspects like morality, purposes of life, consciousness, happiness and excellence, epistemology and cosmic philosophy form part of a complex concept like Dharma which acts as the main guide of life in dhārmic worldviews. There is a common structure of knowledge and society in the east that reconciles and develops the several aspects of life and different forms of knowledge, and that is rooted in dharma.

Continued …….

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Courtesy: https://www.indica.today/research/raja-dharma-series-iv-a/

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*Updated : 2026